Security Analysis & Portfolio Management (VVN) We Also Provide SYNOPSIS AND PROJECT. Contact www.kimsharma.co.in for best and lowest cost solution or Email: solvedstudymaterial@gmail.com Call: +91 82907-72200 (Call/WhatsApp) or +91 88003-52777 (WhatsApp Only) 1 . Enumerate the basis principles of Technical Analysis? 2 . Discuss some recent trends in NSE? Explain the functions of NSDL? 3 . Discuss the steps involved in the process of book building? 4 . Discuss some prominent features of an investment program? 5 . Discuss the steps involved in the process of book building? 6 . Describe the concept of Industry Life Cycle? 7 . How does reverse book building works? 8 . How would you classify shares into growth, cyclical and defensive? We Also Provide SYNOPSIS AND PROJECT. Contact www.kimsharma.co.in for best and lowest cost solution or Email: solvedstudymaterial@gmail.com Call: +91 82907-72200 (Call/WhatsApp) or +91 88003-52777 (WhatsApp Only) Case Detail : Stock market success should benefit Rural India Prime Minister Narendra Modi on Saturday stressed the crucial role played by financial markets for the growth of the Indian economy but warned of damages they can wreak if not properly regulated. Inaugurating the new campus of National Institute of Securities Markets (NISM) run by the stock markets regulator Securities and Exchange Board of India (Sebi) at Panvel, Modi said India enjoyed a good name for its well-regulated securities markets and for them to function effectively, the participants needed to be well-informed. "The government is very keen to encourage start-ups... Stock markets are essential for the start-up system," Modi said. Calling for wider inclusion, Modi said our markets must show that they were able to successfully raise capital for projects benefiting the vast majority of our population, particularly related to infrastructure. "The true measure of success (of the stock markets) is in its impact in villages, not on Dalal Street or Lutyens Delhi. Sebi should work for closer link between spot markets like e-NAM and derivatives markets to benefit the farmers," Modi urged. Discussing the economic highlights, the Prime Minister said in less than three years, the government has transformed the economy. "In 2012-2013, fiscal deficit had reached alarming levels, currency was falling sharply, inflation was high and current account deficit was rising. "Now, we have slashed fiscal deficit, public investments have increased, forex reserves are high, inflation is low at less than four per cent compared to nearly double-digit in the previous regime," Modi pointed out. He said the government has progressed on 'Ease of Doing Business', the GST, pending since years, would soon be a reality and FDI has reached record levels, even "our critics acknowledge our speed of work". Modi made it clear that India has a bright future in the long run, and the government would not take decisions for short-terms benefits, and would not shy from difficult decisions if they were in the interest of the nation. "My aim it to make India developed in one generation," he concluded. 1. What the case is all about? 2. What is the real barometer of a stock exchange as per Primeminister and why? 3. What does it mean to develop India in one generation? How and why it is possible? We Also Provide SYNOPSIS AND PROJECT. Contact www.kimsharma.co.in for best and lowest cost solution or Email: solvedstudymaterial@gmail.com Call: +91 82907-72200 (Call/WhatsApp) or +91 88003-52777 (WhatsApp Only) 1. Liquidity risk is associated with secondary market transactions. TRUE FALSE Can't Say Sometimes 2. Trustee is a self-governing organization that operates as bondholders ……………… Broker Representative Gaurdian Gurantee 3. A price weighted index is an arithmetic mean of …………. Prices. current furure quarter None 4. Dalal Street is in …. City. Delhi Jaipur Kolkatta None 5 Financial hazard is most related with use of ………...financing by corporations. Equity Debt Private Loan 6. Bondholders usually accept interest payments each ……………. Months. 3 6 9 12 7. Ambiguity introduced by way by which organization finances its investments is ……. Risk. Monetary Credit Financial Country We Also Provide SYNOPSIS AND PROJECT. Contact www.kimsharma.co.in for best and lowest cost solution or Email: solvedstudymaterial@gmail.com Call: +91 82907-72200 (Call/WhatsApp) or +91 88003-52777 (WhatsApp Only) 8. Standard deviation determine ………….. risk of security. Systematic Unsystematic Premium Total 9. A corporate bond is a corporation's write undertaking that it will refund a specific amount of money plus Premium Interest Nothing Security 10. When the investment banker bears the risk of not being able to sell a new security at the established price, this is known as ……………….. . Arbitrage FPO Underwriting Possession 11. A best efforts offering is sometimes used in connection with a ……………. of new, long-term securities. Public Issue Private Issue Bonus Issue Collected Issue 12. Rule ……… permits what is known as a shelf registration. 413 414 415 416 13. As per practice, reservation for retail investors in 100% book building process is only …….%. 5 35 25 15 14. Ranking of issues is done under following technique? Probability Impact Matrix Traditional Matrix Modern Matrix Compatible Matrix 15. Which is not the filter criterion to rank various issues? Actionality Criticality Urgency Merging We Also Provide SYNOPSIS AND PROJECT. Contact www.kimsharma.co.in for best and lowest cost solution or Email: solvedstudymaterial@gmail.com Call: +91 82907-72200 (Call/WhatsApp) or +91 88003-52777 (WhatsApp Only) 16. It has beeen noticed that in …………. City there is much concentration of merchant bankers. Delhi Mumbai Hyderabad Chandigarh 17. Wide network of ……………. all over India and abroad is required for successful marketing of public issues. Merchant bankers Underwriters Banks Postal offices 18. NASQAQ stands for National Association of Securities Dealers ………….. Quotations American Australian Automated Automatic 19. Which of the following is not a method a firm can use to publicly issue common stock? Private Placement Publicity Public Placement Correlation 20. Which of the following is not a method a firm can use to finance their long-term needs externally? Company Earnings Accounted Earnings New Earnings Retained Earnings 21. FPO stands for follow on …………… offer. Private Public Public-private partnership 22. If an investment banker has agreed to sell a new issue of securities on a best-efforts basis, the issue results in no assumption of underwriting risk by the ………………. . BOD Government Investment Banker Underwriter 23. Role of merchant bankers M&A Project Councelling Forming Joint Ventures All 24. Formal merchant banking activity in India was originated in______. 1979 1969 1989 1999 25. The early growth of merchant banking in the country is assigned to the ________. FEMA FERA Securities Act IT Act We Also Provide SYNOPSIS AND PROJECT. Contact www.kimsharma.co.in for best and lowest cost solution or Email: solvedstudymaterial@gmail.com Call: +91 82907-72200 (Call/WhatsApp) or +91 88003-52777 (WhatsApp Only) 26. A Merchant bank is a financial institution conducting money market activities and …………. . Lending Investment Service underwriting All 27. Issues identification is more important than it is in the …………………… approach. Conventional Modern Traditional Classical 28. What happens, according to the text, to the average common stock price immediately after the announcement of a new equity issue by a publicly traded firm? Fall Stable Increase No Change 29. NYSE stands for …………… Stock Exchange. New-York New Delhi New Zeeland Nariman Point 30. If the market price of a stock "rights-on" is $50 a share, the subscription price is $40 a share, and it takes nine rights to buy an additional share of common stock, the theoretical value of a right when the stock is selling "rights-on " is how much? $5 $4 $2 $1 31. The __________ is a disclosure document filed with the SEC in order to register a new security and includes the prospectus and other SEC required information. Prospectus Registration Document Line Document Straight Document 32. Who …………… earn a spread based on the difference between the purchase price from the firm and the sales price to investors of the securities being underwritten. International Bankers Merchant Bankers Investment Bankers indian Bankers 33. Disinvestment is normally done for ……………… shares. Private Public Bonus All 34. Capital Market Line is firstly initiated by ……. Adam Sharpe Martkowitz Linterr 35. NSE stands for …………. Stock Exchange? New Delhi Nagpur National New york We Also Provide SYNOPSIS AND PROJECT. Contact www.kimsharma.co.in for best and lowest cost solution or Email: solvedstudymaterial@gmail.com Call: +91 82907-72200 (Call/WhatsApp) or +91 88003-52777 (WhatsApp Only) 36. Internal Trends depict …………………… . Strengths Weaknesses None Both 37. FTD stands for ………… trading day. First Foremost Future Fast 38. NIFTY and DSE belong to …………… . China India Japan USA 39. UTI stands for …………… Trust of India. United Unit Union Unversal 40. Debentures are issued by …………. Companies. Public SMEs Private Financially Sound We Also Provide SYNOPSIS AND PROJECT. 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